Chile Financial Sector Assessment Program: Detailed Assessment Report of ComBanc S.A.

doi:10.1596/25716

Publication:
Chile Financial Sector Assessment Program: Detailed Assessment Report of ComBanc S.A.

dc.contributor.author	World Bank Group
dc.date.accessioned	2016-12-12T23:11:44Z
dc.date.available	2016-12-12T23:11:44Z
dc.date.issued	2016-05
dc.description.abstract	The Central Bank of Chile (Banco Central de Chile, BCCh) and Chile’s Ministry of Finance, in their letter of January 9th, 2015, requested the World Bank to undertake a stand-alone Review of Standards and Codes (ROSC) module of the Principles for Financial Market Infrastructures (PFMI) of the Committee on Payments and Market Infrastructures (CPMI) and the International Organization of Securities Commission (IOSCO). The main tool used by the assessment was the CPSS-IOSCO Assessment Methodology for the Principles for Financial Market Infrastructure and the Responsibilities of Authorities. Each of the FMIs and Chilean authorities – the Banco Central de Chile (BCCh), the Superintendencia de Valores y Seguros (SVS) and the Superintendencia de Bancos e Instituciones Financieras (SBIF),completed a self-assessment for the PFMI and the Responsibilities of Authorities, respectively. On this basis, the WBG team and the local team conducted detailed interviews with senior and mid-level managers of all the respective institutions, and prepared the assessment reports. In addition to the self-assessments, other sources of information included the applicable laws and regulations, as well as each FMI’s main policies and internal documents (e.g. detailed policies, and processes and procedures for certain key areas) which were shared by the FMIs with the assessors, and other information available at each FMI’s website (e.g. statistics). The WBG and local teams also met with a number of users of these FMIs, including two large commercial banks and two brokers-dealers that are not part of local bank-lead conglomerates.	en
dc.identifier	http://documents.worldbank.org/curated/en/742241480916148985/Chile-Financial-Sector-Assessment-Program-FSAP
dc.identifier.doi	10.1596/25716
dc.identifier.uri	https://hdl.handle.net/10986/25716
dc.language	English
dc.language.iso	en_US
dc.publisher	World Bank, Washington, DC
dc.rights	CC BY 3.0 IGO
dc.rights.holder	World Bank
dc.rights.uri	http://creativecommons.org/licenses/by/3.0/igo
dc.subject	clearing and settlement
dc.subject	financial oversight
dc.subject	financial regulation
dc.subject	risks
dc.title	Chile Financial Sector Assessment Program	en
dc.title.subtitle	Detailed Assessment Report of ComBanc S.A.	en
dc.type	Report	en
dc.type	Rapport	fr
dc.type	Informe	es
dspace.entity.type	Publication
okr.crossref.title	Chile Financial Sector Assessment Program
okr.date.disclosure	2016-12-05
okr.doctype	Economic & Sector Work
okr.doctype	Economic & Sector Work::Financial Sector Assessment Program
okr.docurl	http://documents.worldbank.org/curated/en/742241480916148985/Chile-Financial-Sector-Assessment-Program-FSAP
okr.guid	742241480916148985
okr.identifier.doi	10.1596/25716
okr.identifier.externaldocumentum	090224b08477611b_1_0
okr.identifier.internaldocumentum	26995015
okr.identifier.report	110706
okr.imported	true
okr.language.supported	en
okr.pdfurl	http://documents.worldbank.org/curated/en/742241480916148985/pdf/110706-FSAP-P156163-PUBLIC-Chile-FSAP-Stand-alone-ROSC-PFMI-ComBanc-publication.pdf	en
okr.region.administrative	Latin America & Caribbean
okr.region.country	Chile
okr.sector	Financial Sector
okr.theme	Financial and private sector development :: International financial standards and systems
okr.topic	Finance and Financial Sector Development::Financial Regulation & Supervision
okr.topic	Governance::Governance and the Financial Sector
okr.unit	Finance and Markets Global Practice

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