DI RECTI ON S I N DEVE LO P M E NT 0 -, o, D - ilanDemS the s w,, -- -, -x m 0s p _ -1 24634 l ~July 2002 ->"- IL 3~~~~~j .-~~~~~~~~~~~i DIRECTIONS IN DEVELOPMENT Managing the Marine and Coastal Environment of Sub-Saharan Africa Strategic Directions for Sustainable Development Indu Hewawasam THE WORLD BANK Washington, D.C. © 2002 The International Bank for Reconstruction and Development/THE WORLD BANK 1818 H Street, N.W. Washington, D.C. 20433, USA All rights reserved Manufactured in the United States of America First printing July 2002 1234040302 The findings, interpretations, and conclusions expressed here are those of the author(s) and do not necessarily reflect the views of the Board of Executive Directors of the World Bank or the governments they represent. The World Bank cannot guarantee the accuracy of the data included in this work. 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All other queries on rights and licenses, including subsidiary rights, should be addressed to the Office of the Publisher, World Bank, 1818 H Street NW, Washington, DC 20433, USA, fax 202-522-2422, e-mail pubrights@worldbank.org. Cover photographs: inset: coastal and marine resource users on Winneba beach in Ghana, by courtesy of Joseph Ryan; background: Sandy Bay, Cape Town, South Africa, by courtesy of Bernice L. Mclean. ISBN 0-8213-5169-9 Library of Congress Cataloging-in-Publication Data Hewawasam, Indu 1953- Managing the marine and coastal environment of Sub-Saharan Africa: strategic directions / Indu Hewawasam. p. cm. Includes bibliographical references. ISBN 0-8213-5169-9 1. Coastal zone management-Africa, Sub-Saharan. 2. Sustainable development-Africa, Sub-Saharan. I. Title. HT395.A357 H49 2002 333.91'7'0967-dc2l 2002066392 Contents Forew ord ...............................................v Preface .............................................. vii Abbreviations .............................................. ix 1. The Looming Crisis in Sub-Saharan Africa's Coastal and Marine Environments ................................................ 1 Economic and Environmental Benefits from Coastal and Marine Ecosystems ...............................................2 Threats to the Coastal and Marine Environment: From Micro Decisions to Global Climate Trends .....................................4 New Approaches Needed .............................................. 12 2. The Need for Improved Coastal Management: A Call to Action .............................................. 13 Pioneering Applications of Integrated Coastal Management in Sub-Saharan Africa ............................................... 15 Moving from Piecemeal to Integrated Approaches .............................. 17 3. World Bank Support for Coastal and Marine Resource Management: Achievements and Shortcomings ............... 19 4. Experience to Date with Integrated Coastal Management ................ 23 5. A Strategic Agenda for ICM .............................................. 27 Identifying Operational Goals and Principles ....................................... 28 Determining Priorities for Investment .............................................. 29 6. Implementing ICM Programs: The Way Forward .............................. 33 Strengthening the Institutional Core .............................................. 34 Improving the Quality of Life in Coastal Communities ....................... 35 iii iv THE MARINE AND COASTAL ENVIRONMENT OF SUB-SAHARAN AFRICA Promoting Sustainable Management of Fragile Ecosystems ........................................... 36 Promoting Partnerships between the Public Sector, the Private Sector, and Civil Society ........................................... 38 Conclusion: Tailoring ICM to Country Development Needs ........................................... 41 Appendix A ........................................... 44 Appendix B ........................................... 46 Bibliography ........................................... 51 Notes ........................................... 56 Tables 1 Estimated Coastal Populations, Selected Countries of East Africa, 2001 ............................................5 2 Criteria for ICM Interventions ........................................... 30 Boxes 1 The World's Coastal Ecosystems under Siege .3 2 Threats to Fisheries and Biodiversity in East Africa .11 3 What Is Integrated Coastal Management? .13 4 Key Objectives of the African Process for the Development and Protection of the Marine and Coastal Environment in Sub-Saharan Africa .15 5 Main Recommendations from the 2001 Paris Conference on the Sustainable Development of Oceans and Coasts .16 6 SEACAM's Guidelines for Coastal Activities .20 7 Distance Learning for Empowerment: The DLIST Initiative. 22 8 Strategic Environmental Assessment: A Powerful Planning Instrument .35 9 Poverty Reduction through Sustainable Coastal Management in South Africa .37 10 Promoting Partnerships for Sustainable Coastal Management in Mozambique .40 Maps 1 Sub-Saharan Africa Coastal Urbanization .................................... 6 2 Africa: Population Growth ....................................8 3 East African Marine Ecoregion .39 Foreword The United Nations Conference on Environment and Development (UNCED), held in Rio de Janeiro in 1992, set in motion a number of initia- tives for the sustainable management of oceans and coasts. The past decade has seen the adoption of many new international agreements bearing on coastal and marine environmental issues, significant investment by donor agencies, the development of national and local coastal management pro- grams, and extensive research and scientific activity aimed at deepening our understanding of coasts and oceans. Despite these advances, an assessment of trends over the past 10 years reveals a general decline in the health of coastal and marine ecosystems throughout the world. As populations continue to expand and to cluster in coastal areas, the pressures on coastal and marine resources increase. Among the most threatened resources are coral reefs, sea grass habitats, marine mammal species, fisheries, and coastal ecosystems such as man- grove forests. The trends toward social transformation and ecosystem degradation in coastal and marine areas around the world are echoed and in some respects magnified in Sub-Saharan Africa. Action by the global community is urgently needed. During the past decade, the World Bank has responded to many requests for assistance by client countries in the region as they strive to alleviate the acute impoverishment in coastal communities and to improve and maintain the integrity of the coastal ecosystems on which these populations depend. Nevertheless, still greater efforts by the Bank are needed, and larger and more coordinated investments are required to deal with the growing crisis. Efforts are under way in the Bank to mainstream environmental issues into the overarching goal of sustainable development through lasting poverty reduction. The Africa Region's environmental strategy provides a framework for creating positive incentives and the enabling conditions for improved environmental management through policy reform and through capacity building in all sectors of society. Consistent with these strategic initiatives, this book outlines an agenda to guide investment and capacity- v vi THE MARINE AND COASTAL ENVIRONMENT OF SUB-SAHARAN AFRICA building support for sustainable development in Sub-Saharan Africa's coastal and marine areas. The World Summit on Sustainable Development in Johannesburg pro- vides an important forum, 10 years after the Rio conference, for heighten- ing global awareness of the threats facing coastal and marine areas. It also offers an opportunity to highlight the ways in which sustainable develop- ment and management of coastal resources can help alleviate poverty and increase food security in coastal communities. Much has been learned about the issues affecting coastal and marine areas worldwide, and about the resources and services that these areas provide. The time has now come to take urgent, concerted measures for ensuring the health and productivity of coastal and marine ecosystems and of the communities that depend on them. JAMES P. BoND SECTOR DIRECTOR ENVIRONMENTAL, RURAL, AND SOCIAL DEVELOPMENT AFRICA REGION THE WORLD BANK Preface This report surveys the challenges facing coastal and marine environments in Sub-Saharan Africa and describes the World Bank's strategy for sup- porting sustainable development in the sector. It represents a contribution by the World Bank Group to the World Summit on Sustainable Development (Johannesburg, South Africa, August 26-September 4, 2002). Social change and ecosystem degradation are affecting coastal and marine areas around the world, not least in Sub-Saharan Africa. The crisis affect- ing the region's coastal and marine areas requires an immediate and con- certed response by the global community. There is significant scope for larger and more coordinated investments to address the serious inequities and impoverishment in coastal communities and to improve the long-term viability of the coastal ecosystems on which these communities depend. The World Bank Group's response to client countries' call for action is con- tinually evolving in the light of advances in information and lessons from experience. Environmental issues are increasingly being mainstreamed into the overall goal of achieving sustainable development through lasting poverty reduction. The Bank's institutionwide environmental strategy provides overall guidance for promoting sustainable development in Bank-supported pro- grams. The environmental strategy of the Bank's Africa Region is intended to supply a framework for creating positive incentives and the enabling conditions needed for improved environrmental management by promot- ing policy reform and capacity building within the public and private sec- tors and across civil society. In line with these Bankwide and regional strategies, this report outlines an agenda for guiding investment and capac- ity building in support of sustainable development in the sensitive and threatened ecosystems of Sub-Saharan Africa's coastal and marine areas. This strategy paper was prepared by Indu Hewawasam, senior envi- ronmental specialist, Africa Region Technical Department, Environmentally Sustainable Development Division (AFTES), with the assistance of com- ments and contributions from coastal management specialists within and outside the World Bank. The author is particularly grateful to the peer vii viii THE MARINE AND COASTAL ENVIRONMENT OF SUB-SAHARAN AFRICA reviewers: Marea Hatziolos, senior coastal and marine resource management specialist, Environment Department (ENV), and Jack Ruitenbeek, consul- tant. Others who made valuable contributions include Francois Falloux, formerly of AFTES; Jan Bojo, lead environmental economist, ENV; Agi Kiss, lead ecologist, AFTES; Jean-Roger Mercier, lead environmental specialist, ENV; Gayatri Acharya, environrmental economist, World Bank Institute; and consultants Miriam Balgos, Anders Ekbom, Olof Linden, and Bernice McLean. Special thanks go to the external coastal and marine resource manage- ment experts who reviewed the various drafts of the report: Biliana Cicin- Sain, director, Center for the Study of Marine Policy, University of Delaware; the late Robert Knecht, also of the Center for the Study of Marine Policy; Stephen Olsen and Mark Amaral, Coastal Resources Center, University of Rhode Island; Chua Thia-Eng, manager, Regional Program for the Prevention and Management of Marine Pollution in the East Asian Seas; and David Moffat, at the time senior adviser to the Secretariat for Eastern African Coastal Area Management (SEACAM). Ella Hornsby, program assistant, AFTES, provided processing support and organized the seminars at which key themes were discussed. Working drafts of the report were presented and discussed in international forums, including the Global Conference on Oceans and Coasts at Rio+10, held in Paris in December 2001 in preparation for the World Summit on Sustainable Development. The comments and contributions received were drawn on in preparing this final version. The report is being published under the leadership of Richard Scobey, sector manager, AFTES, Hans Binswanger, former sector director, and James P. Bond, sector director, Environment, Rural Development, and Social Development, World Bank. Abbreviations ACOPS Advisory Committee on Protection of the Sea CMBMP Coastal and Marine Biodiversity Management Project CMR Coastal and marine resources CORDIO Coral Reef Degradation in the Indian Ocean CSMP Center for the Study of Marine Policy, University of Delaware, United States DEAT Department of Environmental Affairs and Tourism, South Africa DLIST Distance Learning Information Sharing Tool FAO Food and Agriculture Organization (of the United Nations) GEF Global Environment Facility ICM Integrated coastal management IDA International Development Association IFC International Finance Corporation IOC Intergovernmental Oceanographic Commission IPCC Intergovernmental Panel on Climate Change IUCN International Union for Conservation of Nature (World Conservation Union) MPA Marine protected area NGO Nongovernmental organization PACSICOM Pan-African Conference on Sustainable Integrated Coastal Management SEA Strategic environmental assessment SEACAM Secretariat for Eastern African Coastal Area Management UNCED United Nations Conference on Environment and Development UNDP United Nations Development Programme UNEP United Nations Environment Programme UNESCO United Nations Educational, Scientific, and Cultural Organization WRI World Resources Institute WSSD World Summit on Sustainable Development WWF World Wide Fund for Nature ix 1 The Looming Crisis in Sub-Saharan Africa's Coastal and Marine Environments During the late 20th century, coastal areas worldwide underwent unprece- dented economic and social transformation. More than 40 percent of the world's population now lives within 100 kilometers of the coast, in areas that occupy, in all, only about 20 percent of the planet's landmass (WRI 2001b). About 2.2 billion people rely on marine habitats and resources for their basic needs, including nutrition, living space, agriculture, and recreation. By 2025, coastal populations are expected to make up 75 percent of the total world population (United Nations 2001). More than 70 percent of the world's megacities (cities with more than 10 million inhabitants) are located in coastal areas. In Sub-Saharan Africa the metropolitan area of Lagos, Nigeria, has 13 million inhabitants and is projected to grow to more than 20 million by 2015 (United Nations 2001). The 1999 Hangzhou Declaration on Sustainable Solutions for Resolving Problems Associated with Urbanization of Coastal Areas noted that mas- sive migration to coastal areas and the emergence of coastal megacities as major centers of population and economic growth offer many opportuni- ties but also pose serious challenges. The coastal megacities are focal points of economic, social, and cultural opportunity. Yet they are also often cen- ters of high consumption and poverty, both of which exert increased pres- sure on the natural resource base. The strain that these megacities will place on existing infrastructure and on coastal and marine ecosystems could have serious impacts on local and national economies in the form of lost opportunities and wasted investments, poor health and productivity of urban populations, and increased vulnerability to natural disasters. Among the potential consequences are significant loss of mangrove forest, depletion of fisheries, degradation of habitat, intensified coastal erosion through shoreline modification, and damage from storm surges and flood- ing (see Box 1). Urbanization and the growth of megacities may spawn social problems: escalating poverty, as a result of competition for and loss of access to common-property resources; damage to public health; and increased conflict among resource users (United Nations 2001). Improper management of coastal and marine resources may lead to irreversible 1 2 THE MARINE AND COASTAL ENVIRONMENT OF SUB-SAHARAN AFRICA damage to ecosystems and ecosystem services and to reduced develop- ment opportunities. Economic and Environmental Benefits from Coastal and Marine Ecosystems According to the Food and Agriculture Organization (FAO), 90 percent of the world fish catch comes from the marine environment.1 Coastal ecosys- tems account for about 25 percent of global biological productivity-the total amount of living matter, or biomass, produced over a given period. These ecosystems harbor the greatest biodiversity of the oceans; coral reefs alone house nearly a million species and are the Earth's largest biological structures (Reaka-Kudla 1997). Over 500 million people worldwide rely on coral reefs for food and income, and reefs contribute US$375 billion to the world economy annually, with the bulk of this amount coming from tourism (Wilkinson 2001). Travel and tourism is the largest industry in the world, yielding US$3.5 trillion in revenues in 1999 (WRI 2001a). Coastal tourism is especially impor- tant for small island states. The U.S. National Oceanic and Atmospheric Administration estimates that the oceans and coasts provide 25 to 30 per- cent of world energy supplies and that 90 percent of international trade is carried by sea (Bernal and Cicin-Sain 2001) All these benefits and opportunities depend on the proper functioning of coastal ecosystems. As multiple-use areas, coastal ecosystems are vul- nerable to pollution, damage, and destruction by improperly managed human activities that may ultimately reduce their value. To realize and sus- tain the benefits and development opportunities provided by coastal areas, the true value of the goods and services they provide needs to be recog- nized and appreciated. Apart from their direct benefits-including commercial and subsis- tence food production, raw materials, transportation, tourism, recreational opportunities, and waste disposal-coastal ecosystems yield a number of indirect benefits that have not been assigned a value or are underval- ued. These services include erosion control; shoreline protection and buffering against storm surges; nutrient recycling; filtering and process- ing of wastes by coastal wetlands; climate regulation; and important life- support functions. Estimating the monetary value of the benefits provided by coastal ecosystems is a complex process. Undervaluation usually results in overexploitation because policymakers, users, and the general public are ill informed about the consequences of unsustainable use. The chal- lenge, therefore, is to identify economic opportunities that will maintain the natural integrity of coastal areas and increase the benefits derived from them. THE LOOMING CRISIS IN COASTAL AND MARINE ENVIRONMENTS 3 Box 1. The World's Coastal Ecosystems under Siege The many and diverse activities carried on in oceans and coastal areas are placing increasing pressure on the integrity of coastal and marine ecosys- tems worldwide. Many coastal and marine resources are threatened by overexploitation, as the following examples illustrate. * Fisheries. Forty-seven percent of global fisheries are being fished to capaci- ty, and 28 percent are overutilized. Urgent measures are required to freeze or reduce fishing capacity in 75 percent of the fisheries (FAO 2000). * Marine mammals. Of 126 species of marine mammals, 88 are on the Red List of Threatened Species kept by the World Conservation Union (Marsh and others 2001). * Coral reefs. Even before the 1998 El Ninio climate disturbance, 11 percent of coral reefs had been completely destroyed. An additional 16 percent experienced severe damage as a result of the sea surface warming asso- ciated with this event, and another 20 to 30 percent will be under threat in the next 10 years because of stress related to local human activity and climate change. Current projections indicate possible loss- es of 50 to 60 percent within 30 years (Wilkinson 2001). * Man groves. It is estimated that worldwide, 50 percent of the mangrove forests that existed before people began to alter coastlines have been lost. Indeed, some countries, such as Thailand, have lost nearly 85 per- cent of the original extent of their mangroves (WRI 2001a). * Sea grass habitat. Important sea grass habitats, covering more than 600,000 square kilometers, are rapidly being destroyed. In Southeast Asian coun- tries, 20 to 60 percent of sea grass beds have been lost (Fortes 2001). * Invasive species. Each year, 12 billion tons of ballast water containing, at any one time, 10,000 marine species are carried by ships around the globe, spreading alien and invasive species (Bax and Aguero 2001). * Flooding. Projections by the Intergovernmental Panel on Climate Change (IPCC) note that continued use of fossil fuels will exacerbate global climate change, with severe consequences for oceanic and coastal ecosystems. Every year, 46 million people are threatened by flooding caused by storm surges. In Bangladesh a 1-meter sea level rise could displace tens of millions of people if adaptation measures are not taken (IPCC 2001). * Health of coastal ecosystems. The ecological health of an estimated 51 per- cent of the world's coasts is under moderate or high threat from devel- opment-related effects, including habitat destruction, sewage and industrial pollution, species introductions, and overexploitation. An estimated 30 percent of the coastal land area has been altered or destroyed, and 70 percent of the beaches studied over a 10-year period had been eroded (WRI 2001a) Source: Based on Bemal and Cicin-Sain (2001). 4 THE MARINE AND COASTAL ENVIRONMENT OF SUB-SAHARAN AFRICA Threats to the Coastal and Marine Environment: From Micro Decisions to Global Climate Trends Rapid population growth, combined with industrial and urban develop- ment, causes formidable environmental stress and displacement of tradi- tional livelihoods. Increased deforestation and land clearing, uncontrolled fishing, pollution from domestic and industrial sources, and conversion of wetlands and fragile ecosystems for development all result in degradation of coastal areas and their resources. Proper planning for growth in the coastal zone is critical for poverty reduction and sustainable development. Competition for natural resources and living space by the increasing numbers of coastal communities, along with large-scale pollution from domestic and industrial waste, is exacerbating the strain placed on Sub- Saharan Africa's coastal and marine habitat by the rapid transformation of vast areas for economic growth. Many African coastal nations are pursuing aggressive industrial growth strategies. These efforts may encourage or permit the proliferation of improperly planned and managed settlements and of coastal tourism, leading not only to shoreline erosion and ecosys- tem degradation but also to forfeit of the economic gains that well-planned, socially and environmentally sustainable private investment could yield. The absence of appropriate policy, regulatory, and institutional frameworks for urbanization and of governance arrangements for coastal access and resource use; deficiencies in education on environment and hygiene; and inadequate incentives for conservation and environmental management- all these are root causes of coastal degradation and of negative socioeco- nomic impacts (World Bank 1996). Urbanization and Population Growth Sub-Saharan Africa has the world's highest urban population growth rate, more than 5 percent (United Nations 1995). Rapidly expanding coastal cities such as Lagos, Nigeria; Accra, Ghana; Abidjan, C6te d'Ivoire; Dakar, Senegal; Mombasa, Kenya; and Dar es Salaam, Tanzania, have annual growth rates of 4 percent or higher. The population of Lagos grew from 3.3 million in 1975 to over 13 million in 2001 and now represents approximately 10 per- cent of the national total. Ghana's coastal districts, which make up about 6.5 percent of the total land area of the country, are home to 25 percent of the nation's population (World Bank 1997). In Moree-a typical coastal village in Ghana's Central Region-33,600 people live on a land area of 9.2 square kilometers (World Bank 1997). Within Sub-Saharan Africa, West Africa is the farthest along in the urban transition; almost 40 percent of the population lives in coastal cities (see Map 1). The area between Accra and the Niger Delta is likely to become a THE LOOMING CRISIS IN COASTAL AND MARINE ENVIRONMENTS 5 continuous urban megalopolis, with more than 50 million people inhabit- ing 500 kilometers of coastline (World Bank 1994). Although population densities along the coasts of East and southern Africa are not as high as in West Africa, coastal cities in the east are also experiencing high growth rates. The shoreline of East Africa, including the island states, extends a total of 11,000 kilometers and is inhabited by 30 million to 35 million people (Linden and Lundin 1997). (Table 1 presents estimates for representative East African countries.) Perceptions of eco- nomic opportunity act as a magnet for migration to the coast. In some East African states, at least 80 percent of the population is considered to be coastal. Dar es Salaam, the capital of Tanzania, on the Indian Ocean, has a very high population density of more than 1,210 people per square kilo- meter. Of Tanzania's estimated 1996 population of 30.5 million, 8 million lived in the coastal regions of Tanga, Dar es Salaam, Coast, Lindi, and Mtwara. Whereas the population growth rate for the country as a whole is 2.8 percent, the rate for these areas ranges from 2 to 6 percent (Ngoile and Daffa 2001). In South Africa's Western and Eastern Cape Provinces, approx- imately 80 percent of the population resides within a narrow coastal strip. Map 2 depicts the trends in population growth from 1960 to 1991 and pro- jected growth for 2020. Estimates show that much of this growth is going to be concentrated on the coastal areas of Western and Eastern Africa. Pollution Urbanization along the West African coastline has increased pollution in coastal and marine ecosystems to alarming levels. Particularly in Cote d'Ivoire, Ghana, and Nigeria, these coastal areas are locations for an array of industrial activity ranging from textiles, leather, and food and beverage processing industries to extraction and processing of petroleum, natural gas, phosphates, and other minerals (World Bank 1996). Major watersheds encompassing river systems in The Gambia, Niger, and Senegal are seri- Table 1. Estimated Coastal Populations, Selected Countries of East Africa, 2001 Total population Estimated coastal Coastal population as Country (millions) population (millions) percentage of total Kenya 30.0 2.7 9 Mozambique 19.6 6.6 34 Somalia 9.9 3.8 38 Tanzania 33.5 8.4 25 Source: WWF (2001). 6 THE MARINE AND COASTAL ENVIRONMENT OF SUB-SAHARAN AFRICA MAURITANIA IMALI BSENEAL UIE THE GAMBIA \ - SIERRA L|| &ytoIRJ D t!&O iG$ IA . GUg >IN;'4, ERON AFRICFE EC1UATORtAt GUINEA C6TE ~ SA NIGERIA AND PR(NCIPE GASON )CONGO Kinshasa IANGOLAI s o u T H , ANGOLA A T L A N T I C 4 0 C E A N1 ATLANTIC ~ ~ X .. NAMIBIA WS I This map was produced by the Map Design Unit of The World Bank. The boundaries, colors, denominations and anyother information shown c on this map do not imply, on the part of The World Bank Group, any %, 7 judgment on the legal status of any territory, or any endorsement or o acceptance of such boundaries. 0 THE LOOMING CRISIS IN COASTAL AND MARINE ENVIRONMENTS 7 Map 1 SUB-SAHARAN AFRICA COASTAL URBANIZATION PERCENTAGE OF COUNTRY'S POPULATION LIVING WITHIN 100 KILOMETERS OF THE COAST \IZ I 0%-20% \> r,,,20%-40% -- 72-40%-60% 7 1 45 60%-80% BO%-100% ERITREA () CITIES WITH OVER 5,000,000 PEOPLE SUDAN 2 - --- INTERNATIONAL BOUNDARIES S U D AN J QDJIBOJT _ i' o ETHIOPIA, if i KENYAi %AND2CJI5s if INDIAN OCEAN VAND e't .p BURUNDI 80\b :l. X ~MOZAMBIQUEt .20( COA S T , * Li/ SBREGi c) 20' t' I "N"". KI -. ,J "'I lo 20 30 t o 250! ZJ- t ' 3 u31^31e 25CS 20 I ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~~~~~~01~O2 ~ l jigt SUDREGION <40 - SUBREGI0- 't SOUTF' I 0 M r t. ov do rs uv. " ^. PX ............... or r. wvkt v wk ,2,VAJ r AFRICil i ,~4$ofen8vrJv}.Solvvt t -/.- 35 . 'so , 40 THE MARINE AND COASTAL ENVIRONMENT OF SUB-SAHARAN AFRICA Box 10. Promoting Partnerships for Sustainable Coastal Management in Mozambique Mozambique's Coastal and Marine Biodiversity Management Project (CMBMP) is a pilot for an integrated, multipronged approach designed to support sustainable development of coastal and marine areas. Its elements include: * Strategic spatial planning that fully integrates conservation with regional development * Establishment and strengthening of key terrestrial and marine conser- vation areas * Initiation of community-driven microprojects to promote sustainable use of coastal and marine resources * Identification of best practices for environmentally and biodiversity- friendly economic development * Establishment of public-private partnerships for promoting sustainable coastal development. This project is the first phase of a long-term national coastal zone pro- gram. If successful, the activities piloted under it will be adopted and replicated throughout the coastal zone. The program design sought to respond to the great need for develop- ment and sustainable livelihoods in impoverished communities in Mozambique's unique coastal areas. The government has lacked the resources and information to provide these opportunities to the poor, but the country's return to peaceful conditions and the drawing power of pristine coastal and marine areas make Mozambique an attractive possi- bility for private sector-led growth. Without an appropriate policy and regulatory framework, however, such investments run the risk of being both environmentally and socially unsustainable. The CMBMP aims to provide the necessary planning framework to avoid this danger. The pro- ject's capacity-building activities-in particular, at the provincial and local levels-will facilitate partnerships between coastal communities and the public and private sectors. Source: World Bank (2000). Closer collaboration within the World Bank Group and its partners is also important in mainstreaming ICM in ongoing programs and projects. For example, the International Finance Corporation (IFC), the World Bank Group's private sector development arm, is actively considering new investments involving tourism development. In such cases a blended pro- IMPLEMENTING ICM PROGRAMS: THE WAY FORWARD 41 gram of financing from GEF, the World Bank Group, and bilateral funds could support a comprehensive program for sustainable management of coastal and marine resources in countries with high use values in tourism and recreation at the national level and high global values in the form of coastal and marine biodiversity. Close partnerships with the UNEP, the World Conservation Union, the FAO, the WWF, the Intergovernmental Oceanographic Commission (IOC), and other agencies promoting ICM are critical for supporting the implementation of international maritime agreements. Close links need to be forged between the private sector, on the one hand, and, on the other, academic and research institutions and foundations that have strong marine studies and ICM programs. The objectives of this coor- dination would be to advance knowledge concerning ICM; to disseminate new information and mobilize and synthesize local knowledge; to develop local capacity for carrying out research; and to strengthen capacity for implementing ICM. Networking with national and international NGOs and close collaboration with bilateral aid agencies are also vital. Conclusion: Tailoring ICM to Country Development Needs As the Africa Region's environmental strategy notes, Africa is too ecolog- ically, socially and politically diverse for any one strategy or solution to be universally applicable. Furthermore, the ICM agenda is just one among numerous priorities set by the Bank internally and by client countries on the basis of political, social, economic, and other pressing needs. Even though the need for ICM as an organizing framework for addressing the popula- tion and development pressures impinging on the coastal margins of Sub- Saharan Africa is obvious, many of the poorer nations of the region may find themselves unable to afford the luxury of long-term planning hori- zons and lacking the resources to invest in enabling activities that take a long time to bear fruit. Achieving an integrated approach-both horizon- tally, in terms of economic and sectoral integration, and vertically, in terms of resource management and governance arrangements-is a long-term proposition. The benefits of ICM are unlikely to be felt in the near term. ICM programs may therefore not be adopted in a holistic sense in coun- tries where political and social pressures for development are too strong and capacity and commitment to carry out strategic planning is weak or nonexistent. In such countries, ICM programs that are introduced through external donor support are unlikely to be sustained in the absence of strong links to more immediate economic and social welfare programs that have a high national priority. Small pilot efforts that address local priorities are not likely to be replicated at the scale and rate required to make significant 42 THE MARINE AND COASTAL ENVIRONMENT OF SUB-SAHARAN AFRICA headway on the sustainable development front unless supported by mas- sive commitments of external assistance. To confront this reality on the ground, ICM will need to be more strate- gic in design and packaged as a value-added increment to traditional eco- nomic investments. In addition to investments within fisheries or environment programs, opportunistic approaches will have to be adopted, targeting large-scale investments in the water, infrastructure, energy, and transport sectors with the aim of making such investments more "coastal friendly" by averting downstream impacts and bringing about more explicit benefits to coastal populations and ecosystems. Strategic environmental assessment may be refined to allow evaluation of the costs and benefits for downstream environments of programmatic lending in the water and energy sectors. Projects in these sectors may affect, for example, large coastal megacities, where migration patterns may be affected by land use or invest- ment strategies in watersheds upstream; rural landscapes; and natural ecosystems at the land-water interface, such as biologically productive coral reefs, mangroves, and estuaries. Ensuring environmental flows and instream uses of surface and groundwater, maintaining or improving water quality for downstream use, and taking into account the nonmarket or future-option values of coastal ecosystems as providers of valuable ser- vices that depend on clean and reliable flows are among the ways that such investments can be leveraged to yield benefits to coastal populations. Mainstreaming ICM to achieve the necessary scale and impact will also require more explicit synergies with the poverty reduction strategies of specific countries and with the Millennium Development Goals set by the United Nations. ICM targets will need to be linked to quality of life, qual- ity of growth, and environmental sustainability-objectives identified in the Millennium Development Goals and in the Bank's environmental strat- egy. The gains to be reaped through ICM approaches will need to be pre- sented in terms of national development priorities and designed to meet targets that support these priorities. Some countries (as illustrated by the priority-setting exercise described in Chapter 5 and Appendix A) will be ready for the whole package: strengthening the institutional core, includ- ing the strategic planning, policy, and regulatory frameworks, governance arrangements, and conflict resolution; promoting partnerships; ensuring sustainable management of fragile ecosystems; and improving the quality of life of coastal communities. Others may only be ready to adopt and sus- tain activities that can be incorporated into more explicit income-generat- ing investments with the potential to demonstrate immediate benefits. It may be necessary in some countries or localities to address immediate and perhaps very visible problems while working toward longer-term solu- tions for underlying causes. The immediate problem may be coastal ero- sion, significant declines in fish catches, or loss of revenue as a result of a IMPLEMENTING ICM PROGRAMS: THE WAY FORWARD 43 downturn in coastal tourism. A rapid infusion of capital, as well as capac- ity-building support, may be required to deal with these problems. Lessons from such experiences may then provide sound feedback for putting in place the governance arrangements, enabling activities, conflict resolution mechanisms, and so on needed to strengthen the institutional core for future ICM implementation. Ecosystems and ecological processes span political and geographic boundaries, and many governments, as well as development partners, are recognizing the need for environmental management at the subregional rather than the national or local level. The droughts and floods that afflicted Mozambique, South Africa, and Zimbabwe in 2000 are examples of how national leaders have recognized the need for cooperation in managing ecosystems and natural resources. As described earlier in this chapter, lead- ing institutions concerned about ecosystem preservation have concluded that conservation in the 21st century must be driven by a common vision, using subregional approaches and forming networks of protected areas. Such regional approaches will provide a mechanism for involving both countries that are not yet ready for ICM planning and those that have demonstrated readiness and commitment within an integrated, planning framework that reaches beyond political boundaries to encompass a larger geographic scale. The new instruments being considered by the World Bank for assisting subregional initiatives can provide much-needed catalytic sup- port for multidonor initiatives that are planned and implemented over longer time scales that are more compatible with ecological processes. Appendix A Illustrative Exercise in Setting Priorities for Integrated Coastal Management in Sub-Saharan Africa, by Country Category I Category 11 clarity ___z(D' ~ Crieron 'U u U Ba,n,; 3 1| I * 2 I 2 2 * 1 2 2 in%ot ee:nM,cataanmaiersucsESevrnetlyssanbedeopn. Bdi:%d ersltM 2 2 -I"" 3 - 1-- I 2 Coustres e e f et to a t e- nb of cie ustfyin 1CM investment inter% ention \-----'.1, coni nutnitn t 3 2 2 2 2 _ 2 2.2 D)ependSence 3 i - _ - _I in%ok1 enient _ 2 1 F 11 2 1 2 2 _ , , - blD prga m 2rs t2 1 2 1 21 21 2l 1 thlobal haeat resent. nonuv-e 4alue4 Tncentiv es 2 --. n,=nT Local capacitN 2r 2 5-2 .2 I'a artn er | la ~i2 l'tecntial u.h e * a a Propert, rigt li[ 2 2 2 21M 2 w 1- I hmatse to CfT 1ll-i9N -IJZ I m L'se ot CRNIE Cll|1 ii| i R l | n Note: CMR, coastal and marine resources; ESD, environmentally sustainable development. Countries are listed from left to right according to the number of rcriteria justifying ICM investment that have been fulfilled at present. 44 APPENDIX A 45 Category III 2 ES 2 2 .!2 2 32 2 2 m IR IN 1 11 2R 2 1 - 24 I.@1 w sU L. * (J - - _ ~ u -- _ 2|11 132 11 2 11 2 2 2 2 2 2 3 2 2 Ei 1 El1 E2 2 21 2 3 3 3 3 2 2 1 2 2a1 2 2 2 3 2 2 2 2 2 2 2 2 2 3 - _ p t p i po ml _1 2 avilbl 3 3 3 M 3 3 3 2 3 3 3 3 3 3 2 2 2- W 2 3 3 IM 3-3 2 3 3 3 3-3 I - i|E | | i a ~~~~~~~3 2 3 3 3 1B11 1 1 B IIII 2 2 2 2 2 3 3 3 3 e FHigh. m2 Moderate m Low Not priority priority 1 priority F available Appendix B Global Conference on Oceans and Coasts at Rio+10: Principal Recommendations The list in this appendix replicates that in Section VI, "Summary of Recommendations," of the co-chairs' report on the Global Conference on Oceans and Coasts at Rio+10, held in Paris, December 3-7, 2001. The full report is avail- able at . Issue Recommendations Poverty 1.1 Establish and implement programs in integrated coastal reduction and and ocean management to guide development opportuni- healthier ties in coastal areas of developing countries while main- coastal taining or achieving environmental quality. communities 1.2 Target donor aid more explicitly to achieve poverty reduction/public health improvement in developing countries, such as, for example: * Encourage the GEF to analyze how project proposals funded under the GEF will address poverty alleviation / public health gains. * Encourage donors to set up a "Small Project Fund" for addressing ocean and coastal issues. "Small grants" of usually less than $25,000 per project can be useful sources for: (a) capacity building, particu- larly among local authorities and nongovernmental organizations; (b) dissemination of good practice; (c) preparation of larger project proposals; and (d) demonstration projects to promote sustainable liveli- hoods. 1.3 Recognize sustainable aquaculture and responsible fish- eries as parallel and essential elements of a common strategy to ensure global seafood security and fill the supply gap forecasted for the next decade. 1.4 Focus on innovative approaches to small-scale fisheries and aquaculture, empowering the sector, establishing fishing rights including access to necessary infrastructure to support livelihoods and tenure systems, integrating fisheries into coastal management, and taking account of the interactions and compatibilities between aquaculture and harvest fisheries. 1.5 Support the implementation of the Global Programme of Action for the Protection of the Marine Environment from Land-Based Activities, and in particular the Strategic Action Plan on Municipal Wastewater. 46 APPENDIX B 47 1.6 Prevent destruction, loss of human lives and associated costs through appropriate forecasting, early warning, pre- vention, preparedness, and mitigation measures of ocean- related natural disasters. Implementation 2.1 Develop a common Global Vision for Oceans, Seas, and and compliance Coasts which provides the goals and objectives for the with inter- governance of the oceans and coasts, to which the multi- national tude of international regulatory regimes and institutions agreements contribute. 2.2 Promote transparency, participation, and accountability in decision-making on oceans and coasts at all levels. 2.3 Undertake a broad diplomatic process for wider ratifica- tion and implementation of multilateral agreements related to oceans and coasts (such as UNCLOS, Fish Stocks Agreement, etc.), and develop strategies for ensur- ing peace and security of oceans and coasts, including peaceful settlement of ocean disputes. 2.4 Promote joint implementation of clusters of international legal instruments and programs addressing oceans at global, regional and national levels, through, for example: memoranda of understanding among governing bodies, joint work of scientific bodies, joint consideration of related agreements, and joint work programs. 2.5 Streamline national reporting around clusters of interna- tional legal instruments and programs addressing oceans to ease countries' reporting burdens. 2.6 Encourage the creation of national ocean and coastal councils to formulate national policies on oceans and coasts and to implement, in a coordinated fashion, clus- ters of international agreements on oceans and coasts. 2.7 Regional scales of ocean governance should be recog- nized and promoted as an essential approach to pursue the sustainable development of oceans and coasts and to integrate global approaches with local ones. Capacity 3.1 Involve both the national and subnational levels of gov- building for ernment in the development and implementation of inte- governance grated coastal management programs, avoiding exclusive of ocean and reliance on pilot projects which often do not "scale up" coastal areas to include other parts of the coastal zone. 3.2 Increase the capacity of local governments and community- based groups to manage coastal and marine areas with appropriate scientific inputs and participatory processes. 3.3 Take decisive actions to ensure effective management measures for the coastal areas of each nation, moving from the implementation of demonstration projects to a more complete coverage of each nation's coastline, by working toward committing to the following targets: 48 THE MARINE AND COASTAL ENVIRONMENT OF SUB-SAHARAN AFRICA * 20% of national coastlines under management by 2012 * 60% of national coastlines under management by 2022 * 100% of national coastlines under management by 2032 3.4 Promote the formulation of policies for the management of exclusive economic zones (EEZ) as a new frontier to maximize the economic return from ocean resources, in particular through the development of common visions for sustainable development across all ocean sectors using an ecosystem-based approach and the setting of national and regional ocean management objectives and priorities. 3.5 Encourage donors to create synergy among many "single issue" projects (such as biodiversity, coastal erosion) funded by multiple donors in the same national context which often operate with few connections among them, and to weave these into a comprehensive coastal manage- ment effort. 3.6 Promote good practice and performance measurement standards for donor-funded projects in integrated coastal management and encourage progress and accountability at all levels. 3.7 Improve the interconnection between education and training in integrated coastal management to allow for more systematic capacity building in the field. To this end, donors and governments should consider the estab- lishment of regional consortia of local universities on integrated coastal management. 3.8 Promote the development of Regional Partnerships aimed at improving the management of coastal and marine resources, following successful cooperation models such as the African Process for the Development and Protection of the Coastal and Marine Environment in Sub-Saharan Africa recently endorsed by the OAU Sum- mit and the African Regional Preparatory Process for WSSD. Protection of 4.1 Consider a timetable and specific resource commitments coastal and to further implement the Jakarta mandate on marine and marine areas coastal biodiversity under the CBD. and 4.2 Develop an internationally accepted marine biodiversity biodiversity classification system for the marine realm that supports the development of a rationale for MPA systems within jurisdictions. 4.3 Establish and expand a comprehensive global representa- tive network of marine protected areas that includes regional and national systems of highly protected/ no take areas for the maintenance of connectivity and corridors. 4.4 Ensure the effectiveness of existing MPAs through the development and application of performance measures. APPENDIX B 49 4.5 Incorporate marine protected areas into an overall inte- grated coastal and ocean management system using the social sciences to enhance the participatory process, and assess and address impacts on local human communities. 4.6 Consider establishing MPAs or special conservation areas in the high seas in areas under threat, such as seamounts. Monitoring 5.1 Develop a periodic, comprehensive global report on the and assessment State of Oceans and Development, building on existing of the marine regional and sectoral efforts. This report should anticipate environment and plan for emerging ocean and coastal issues, such as offshore aquaculture and bioprospecting of marine genetic resources. 5.2 To support the global assessment, implement an opera- tional observing system that is adequate to detect changes occurring in the marine environment from estu- aries to the deep sea and the development and applica- tion of modeling and forecasting techniques to achieve operational capabilities analogous to weather prediction. 5.3 Advance the scientific understanding of interactions among marine, terrestrial and atmospheric systems and of how human activities influence these interactions through synthesis and improved understanding of: (a) the ocean-climate system, and of (b) coastal systems that are affected by the ocean-climate system and land-based human activities. 5.4 Improve the linkage between science and management through partnerships that enable more effective use and exchange of data and information to the benefit of com munities and society as a whole, by including, inter alia, the socio-economic aspects of marine pollution and phys- ical degradation in the State of the Oceans and Develop- ment report, and in particular through the development of environmental and socio-economic indicators measur- ing the performance of management actions related to oceans and coasts. 5.5 Support the implementation and financing of the Global Programme of Action for the Protection of the Marine Environment from Land-Based Activities. Small island 6.1 Integrate economic, environmental, and social vulnerabil- developing ity factors into a vulnerability index with special states (SIDS) applicability to SIDS. 6.2 Secure greater and sustainable returns from ocean resources through improved domestic policies and legis- lation, improved terms of trade in ocean resources, and higher levels of domestic and foreign investment. 6.3 Build capacity for the sound management of the exclu- sive economic zones of Small Island Developing States. 50 THE MARINE AND COASTAL ENVIRONMENT OF SUB-SAHARAN AFRICA 6.4 Call for Barbados +10 to be convened as a full and com- prehensive review to focus on achievements, constraints and new initiatives necessary to significantly advance sustainable development within SIDS. Emerging 7.1 Consider international instruments or voluntary guide- issues lines to manage access to and exploitation of the genetic resources of the deep seabed (for example, in the form of a protocol or voluntary guidelines attached to the CBD and/or to UNCLOS). 7.2 Address the human health issues posed by genetically modified organisms through the ratification and imple- mentation of the Cartagena Protocol on Biosafety attached to the CBD and the control of alien and invasive species. 7.3 Address issues in the high seas, including considering the establishment of marine protected areas in deep hydrothermal vent areas and the conservation of sensitive habitats such as seamounts. Note: CBD, Convention on Biological Diversity; OAU, Organization of African Unity; MPA, marine protected area; UNCLOS, United Nations Convention on the Law of the Sea; WSSD, World Summit on Sustainable Development. Section VII of the report, "General Conclusion," states: In conclusion, the Conference wishes to transmit a sense of urgency to the WSSD for addressing the issues surrounding the sustainable development of oceans and coasts. Participants at the Conference generally agreed that we are in a critical situation of declining trends that requires immediate actions by nations and governing bodies worldwide. This sense of urgency and priority was corroborated in ministerial statements, as well as by non-governmental, governmental, and international experts, scien- tists, commercial fishing, and industrial representatives attending the meeting. It is essential that we link economic development, social welfare, and resource conservation in order to achieve sustainability of oceans and coasts. The Conference issues an urgent call to action to decision makers in the WSSD process to develop a detailed action plan for the sustainable development of the world's oceans and coasts. 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May 14. WRI (World Resources Institute). 2001a. Pilot Analysis of Global Ecosystems: Coastal Ecosystems. Washington, D.C. . 2001b. World Resources 2000-2001. People and Ecosystems: The Fraying Web of Life. Washington, D.C. WWF (World Wide Fund for Nature). 2001. "The East African Marine Ecoregion: A Large-Scale Approach to the Management of Biodiversity." Tanzania Program Office and WWF-U.S, Dar es Salaam. Notes 1. Cited in WRI (2001b). The share is based on world landings (catch) of marine fish stocks, both demersal and pelagic, measured in millions of tons a year. 2. Declaration on an African Process for the Development and Protection of the Coastal and Marine Environment in Sub-Saharan Africa. 3. ICM principles are being applied in the Tanga Coastal Zone Conservation and Development Program (TCZCDP), the Kunduchi Integrated Coastal Area Management Project (KICAMP), the Mafia Island Marine Park (MIMP), the Rural Integrated Project Support (RIPS), the Rufiji Environment Management Project (REMP), and the Mangrove Management Project (MMP). 56 Ux o wwmUB oiDj Fmn aD *a bI gv irx muO ozzb~ mwd mgiuioaimw&aw" fh&s rm 4*&w aN2 Bw* m~~~~~~~~~Ulluulil iii l U 9 780821 351697 Iroi&wOa k