Publication:
The Next Wave of Suptech Innovation: Suptech Solutions for Market Conduct Supervision

dc.contributor.author World Bank
dc.date.accessioned 2021-03-26T16:00:36Z
dc.date.available 2021-03-26T16:00:36Z
dc.date.issued 2021-03-01
dc.description.abstract Around the world, financial sector supervisors are experiencing a profound shift to data-driven supervision enabled by the next wave of technology and data solutions. While technology and data are not new to financial oversight, their specific application to financial consumer protection and market conduct supervision has become more widespread and sophisticated in recent years. Expanding on the World Bank’s 2018 note on supervisory technology, or suptech, this technical note catalogues a range of specific solutions that financial authorities are deploying to help increase the efficiency and effectiveness of market conduct supervision. The note identifies four categories of suptech solutions (regulatory reporting, collection and processing of complaints data, non-traditional market monitoring, document and business analysis) and provides concrete examples of 18 different suptech solutions for market conduct supervision, drawing from the experiences of 14 financial sector authorities worldwide. The note also discusses implementation considerations and enablers of successful suptech adoption commonly experienced across countries. en
dc.identifier http://documents.worldbank.org/curated/en/735871616428497205/The-Next-Wave-of-Suptech-Innovation-Suptech-Solutions-for-Market-Conduct-Supervision
dc.identifier.uri http://hdl.handle.net/10986/35322
dc.language English
dc.publisher World Bank, Washington, DC
dc.rights CC BY 3.0 IGO
dc.rights.holder World Bank
dc.rights.uri http://creativecommons.org/licenses/by/3.0/igo
dc.subject FINANCIAL INCLUSION
dc.subject ACCOUNTABILITY
dc.subject MARKET SUPERVISION
dc.subject REGULATION
dc.subject COMPLAINTS
dc.subject FINANCIAL STATEMENTS
dc.subject CONSUMER PROTECTION
dc.subject SUPERVISORY TECHNOLOGY
dc.title The Next Wave of Suptech Innovation en
dc.title.subtitle Suptech Solutions for Market Conduct Supervision en
dc.type Report en
dc.type Rapport fr
dc.type Informe es
dspace.entity.type Publication
okr.date.disclosure 2021-03-22
okr.doctype Economic & Sector Work
okr.doctype Economic & Sector Work :: Other Financial Accountability Study
okr.docurl http://documents.worldbank.org/curated/en/735871616428497205/The-Next-Wave-of-Suptech-Innovation-Suptech-Solutions-for-Market-Conduct-Supervision
okr.identifier.externaldocumentum 090224b0884023cd_1_0
okr.identifier.internaldocumentum 32933690
okr.identifier.report 157640
okr.imported true en
okr.language.supported en
okr.pdfurl http://documents.worldbank.org/curated/en/735871616428497205/pdf/The-Next-Wave-of-Suptech-Innovation-Suptech-Solutions-for-Market-Conduct-Supervision.pdf en
okr.topic Finance and Financial Sector Development :: Financial Regulation & Supervision
okr.topic Governance :: E-Government
okr.topic Information and Communication Technologies :: ICT Applications
okr.topic Information and Communication Technologies :: Information Technology
okr.topic Private Sector Development :: Corporate Data and Reporting
okr.unit Finance, Competitiveness and Innovation Global Practice
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